MICHAEL A. MAHABIR

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/24/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052878801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FiNRA") RE: Michael A. Mahabir, Respondent Former Registered Representative CRD No. 6125456 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael A Mahabir for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted,
Reference 2017052878801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6125456

Other names1

Also known as1

MICHAEL ANTHONY MAHABIR

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