SCOTT FITZGERALD WRIGHT
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/25/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. SCOTT FITZGERALD WRIGHT (CRD No. 2087728), Respondent. Disciplinary Proceeding No. 2010024315802 Hearing Officer - LBB DEFAULT DECISION April 25, 2013 Respondent is barred from associating with any member firm in any capacity for failing to appear and testify at an on-the-record interview, in violation of FINRA Rules 8210 and 2010. Appearances Cynthia A. Kittle, Esq., Los Angeles, California,
Reference 2010024315802data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2087728 |
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