Nex Systems
Person

Pamela Shuttleworth

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/08/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053619901 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Pamela Shuttleworth, Respondent CRD No. 5222380 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Respondent Pamela Shuttleworth, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2017053619901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5222380

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