MICHAEL R COLLETTI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/03/2007: LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005003383701 TO: Department of Enforcement NASD RE: Michael R. Colletti, Respondent (CRD No. 2831635) Pursuant to Rule 9216 of NASD Code of Procedure, I, Michael R Colletti ("Colletti"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part
Reference 2005003383701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2831635

Other names1

Also known as1

MICHAEL R. COLLETTI

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.