GEORGE A. ZEDAN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/19/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. George A. Zedan (CRD No. 3073261), Respondent. DISCIPLINARY PROCEEDING No. 2013038377001 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In September 2012, while registered with a FINRA member firm, Respondent George Anthony Zedan ("Zedan") converted an elderly customer's funds to his own use in violation of FINRA Rules 2150(a) and 2010.
07/13/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. George A. Zedan (CRD No. 3073261), Respondent. DISCIPLINARY PROCEEDING No. 2013038377001 HEARING OFFICER: MAD Date: July 13, 2016 ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2013038377001 was filed on November 19, 2015, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent George A. Zedan submitted
Reference 2013038377001data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3073261 |
Other names1
Also known as1
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