HOJIN KYUNG

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/06/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. HOJIN KYUNG (CRD No. 2659191), Respondent. Disciplinary Proceeding No. 2009020752301 Hearing Officer - MC DEFAULT DECISION June 6, 2012 For misappropriating customer funds, in violation of FINRA Conduct Rule 2010, Respondent Hojin Kyung is barred from associating with any FINRA member firm in any capacity. Appearances Keith A. Alt, Principal Counsel, New York, for the Department of Enforcement.
01/18/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Hojin Kyung (CRD No. 2659191), Respondent DISCIPLINARY PROCEEDING No. 2009020752301 COMPLAINT The Department of Enforcement ("Enforcement") alleges: SUMMARY 1. During the months of July and October 2009, Hojin Kyung ("Kyung") violated FINRA Rule 2010 by misappropriating a total of $3,443.57 from two customers of his insurance company employer. At the time, he was an independent contractor registered
Reference 2009020752301data-portal.finra.org finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2659191

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