HUNTER SCOTT SINGER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/24/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. HUNTER SCOTT SINGER (CRD No. 2236147), Respondent. Disciplinary Proceeding No. 20050023167-01 DEFAULT DECISION Hearing Officer - SNB October 24, 2006 Respondent is barred from associating with any NASD member in any capacity for failing to provide requested information, in violation of Rules 8210 and 2110. Appearances Lara C. Thyagarajan, Esq., New York, NY, (Rory C. Flynn, Esq., of Counsel, Washington, DC), for the Department of
Reference 2005002316701data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2236147 |
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