GLENN EDWARD BRANDON, JR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/15/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070227901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Glenn E. Brandon, Jr. (Respondent) Former General Securities Representative and Former General Securities Sales Supervisor CRD No. 1051682 Pursuant to FINRA Rule 9216, Respondent Glenn E. Brandon, Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted
Reference 2021070227901finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1051682 |
Other names1
Also known as1
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