LONZO ARCHER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/13/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant v. LONZO ARCHER (CRD No. 1979672), Respondent. Disciplinary Proceeding No.2005002133002 DEFAULT DECISION Hearing Officer -SW Date: June 13, 2007 Respondent is barred for violating NASD Procedural Rule 8210 and NASD Conduct Rule 2110 for failing to appear for two on-the-record interviews. Appearances Robert W. Turk, Esq., Counsel, Washington, DC, and Rory C. Flynn, Esq., Of Counsel, Washington, DC, for the Department of Enforcement.
Reference 2005002133002finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1979672 |
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