Casey J Kemerly

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/04/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067985401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Casey J. Kemerly (Respondent) Former General Securities Representative and General Securities Principal CRD No. 4707270 Pursuant to FINRA Rule 9216, Respondent Casey J. Kemerly submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020067985401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4707270

Other names1

Also known as1

Casey J. Kemerly

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