TIMOTHY P. HACKETT

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/14/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013227301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Timothy P. Hackett, Respondent CRD No. 4736756 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure I, Timothy P. Hackett ("Hackett" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2008013227301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4736756

Other names1

Also known as1

TIMOTHY PAUL HACKETT

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