Wells Fargo & Company

Financial crime

United States. Named in 9 sanctions listings.

Sanctions and listings9

Official designation
Securities and Exchange CommissionUS SEC Actions Due to Harmed InvestorsUnited States
sec.gov sec.gov
Effective
24 Mar 2023
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
8 Apr 2020
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Amendment to February 2, 2018 Order to Cease and Desist
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
20 Jul 2011
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty,$85,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
28 Feb 2013
Ended
28 Jan 2025
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Amendment to 4/13/2011 Order to Cease and Desist
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
2 Feb 2018
Ended
4 Mar 2026
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Modification issued on 4/08/2020
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
13 Apr 2011
Ended
28 Jan 2025
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
9 Feb 2012
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $87,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
20 Jul 2011
Ended
31 Jan 2025
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Identifiers1

Identifier	Number
Registration number	500017

Supporting documents7

Federal Reserve issues a consent cease and desist order and assesses civil money penalty against Wells Fargo
2011-07-20
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20110720a.htm
The Federal Reserve Board releases orders related to the previously announced monetary sanctions against five banking organizations
2012-02-13
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20120213a.htm
Federal Reserve Board fines Wells Fargo $67.8 million for inadequate oversight of sanctions risk at its subsidiary bank
2023-03-30
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20230330a.htm
Responding to widespread consumer abuses and compliance breakdowns by Wells Fargo, Federal Reserve restricts Wells' growth until firm improves governance and controls. Concurrent with Fed action, Wells to replace three directors by April, one by year end
2018-02-02
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20180202a.htm
Federal Reserve issues enforcement actions related to deficient practices in residential mortgage loan servicing and foreclosure processing
2011-04-13
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20110413a.htm
Federal Reserve Board announces, due to the extraordinary disruptions from the coronavirus, that it will temporarily and narrowly modify the growth restriction on Wells Fargo so that it can provide additional support to small businesses
2020-04-08
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20200408a.htm
Amendments to consent orders memorialize $9.3 billion foreclosure agreement
2013-02-28
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20130228a.htm

Addresses1

San Francisco, California

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