Nex Systems
Person

STUART GREGORY BURCHARD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/08/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Stuart Gregory Burchard, CRD No. 2264551, Respondent. Disciplinary Proceeding No. 2008011656401 Hearing Officer - MAD Date: November 8, 2010 ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 20080116564 was filed on August 24, 2010 ("Complaint"), by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA") ("Complainant"). Stuart Gregory

    Reference 2008011656401finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2264551

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