JOHN FREDRICK MAZZARELLA, JR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/25/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOHN MAZZARELLA (CRD No. 1175843), Respondent Disciplinary Proceeding No. 2010024021202 Hearing Officer-Andrew H. Perkins DEFAULT DECISION January 25, 2013 Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide testimony and documents, in violation of FINRA Rules 8210 and
Reference 2010024021202data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1175843 |
Other names1
Also known as1
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