Nex Systems
Person

Jeffrey Scott Anderson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/02/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067888701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Scott Anderson (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 5993214 Pursuant to FINRA Rule 9216, Respondent Jeffrey Scott Anderson (“Respondent” or “Anderson”) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020067888701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5993214

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