Nex Systems
Person

DOYLE MARK WHITE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/21/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF MARKET REGULATION, Complainant, v. DOYLE MARK WHITE (CRD 2212634), Respondent. DISCIPLINARY PROCEEDING No. CMS040048 HEARING OFFICER: HALL December 21, 2005 ORDER ACCEPTING OFFER OF SETTLEMENT FROM DOYLE MARK WHITE Disciplinary Proceeding No. CMS040048 was filed on April 20, 2004, by the Department of Market Regulation of NASD ("Complainant"). Respondent Doyle Mark White submitted an Offer of Settlement ("Offer")

    Reference CMS040048data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2212634

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