Mamoun Chater
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/20/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065714201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Mamoun Chater (Respondent) Former General Securities Representative and Former Investment Company and Variable Contracts Products Representative CRD No. 6819865 Pursuant to FINRA Rule 9216, Respondent Mamoun Chater submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020065714201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6819865 |
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