TRACY FIACCO MARTUSCELLO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/24/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049021201 TO: Department of Enforcement Financial Industiy Regulatory Authority ("FINRA") RE: Tracy Fiacco Martuscello a.k.a. Tracy A. Fiacco, Respondent Associated Person CRD No. 1933853 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Tracy Fiacco Martuscello a.k.a. Tracy A. Fiacco ("Martuscello"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a
Reference 2016049021201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1933853

Other names1

Also known as1

TRACY A . FIACCO

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