BRANDON S. HIGGINS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/30/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031865401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brandon S. Higgins, Respondent CRD No. 6006444 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Brandon S. Higgins (Respondent) submitted this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged role violations described below. This AWC is submitted on
Reference 2012031865401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6006444

Other names1

Also known as1

BRANDON SMART HIGGINS

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