Michael Edward Magill
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/07/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019064830701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Michael Edward Magill (Respondent) Former General Securities Representative CRD No. 2024663 Pursuant to FINRA Rule 9216, Respondent Michael Edward Magill submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019064830701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2024663 |
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