Nex Systems
Person

TAMARA LANZ MOON

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/11/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.2008013231501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Tamara Lanz Moon, Respondent CRD No. 2260150 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2008013231501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2260150

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.