EDWARD J. COLLINS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/17/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009019397601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Edward J. Collins [CRD No.1735433] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance. Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not
Reference 2009019397601finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1735433

Other names1

Also known as1

EDWARD JOSEPH COLLINS

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