OSCAR DONALD OVERBEY JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. OSCAR DONALD OVERBEY, JR. (CRD No. 2066217), Respondent. Disciplinary Proceeding No. 2006006292602 Hearing Officer - Sara Nelson Bloom Default Decision February 11, 2008 For failing to provide requested information, in violation of Rules 8210 and 2110, Respondent is barred from associating with any FINRA member in any capacity. In light of the bar, no further suspension is imposed for borrowing of
Reference 2006006292602data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2066217 |
Other names1
Also known as1
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