GIFFORD K. JORDON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/08/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024417101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gifford K. Jordon, Respondent Investment Company and Variable Contracts Products Representative [CRD No. 2620616] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gifford K. Jordon, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2010024417101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2620616

Other names1

Also known as1

GIFFORD KEITH JORDON

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