NAUM VOLOSHIN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/28/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026263801 and NO. 20090186636 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Naum Voloshin, Respondent General Securities Representative General Securities Principal Equity Trader CRD No. 2592273 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Naum Voloshin, submit this Letter of Acceptance, Waiver
Reference 2011026263801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2592273 |
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