Person

NAUM VOLOSHIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/28/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026263801 and NO. 20090186636 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Naum Voloshin, Respondent General Securities Representative General Securities Principal Equity Trader CRD No. 2592273 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Naum Voloshin, submit this Letter of Acceptance, Waiver

    Reference 2011026263801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2592273

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