Michael Paul Francoeur
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/03/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064967501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Michael Paul Francoeur (Respondent) Former General Securities Representative CRD No. 5534184 Pursuant to FINRA Rule 9216, Respondent Michael Paul Francoeur submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019064967501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5534184 |
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