DOUGLAS P SIMANSKI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/10/2016: FINANCIAL 1NDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049621301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Douglas Simanski, Respondent Investment Company and Variable Contracts Products Representative CRD No. 2606998 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Douglas Simanski (''Simanski") submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the
Reference 2016049621301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2606998

Other names1

Also known as1

Douglas Simanski

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