Brandon Self

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/23/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076173201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brandon Self (Respondent) Former General Securities Representative (GS) CRD No. 7067577 Pursuant to FINRA Rule 9216, Respondent Brandon Self submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022076173201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	7067577

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