ROBERT M. BENNING

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant vs. ROBERT M. BENNING Registered Representative (CRD No. 2002792) Respondent Disciplinary Proceeding No. 2009016709020 Hearing Officer Matthew Campbell ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 10, 2012 INTRODUCTION Disciplinary Proceeding No. 2009016709020 was filed on May 2, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).
Reference 2009016709020finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2002792

Other names1

Also known as1

ROBERT MARK BENNING

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