Nex Systems
Company

USAA Federal Savings Bank

Financial crime

United States. Named in 7 sanctions listings.

Screen this subject

Sanctions and listings7

  • Effective
    17 Mar 2022

    Civil Money Penalty (CMP)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    CMP

    SAR/CTR Monitoring/Filing Issue

    BSA/AML

    BSA Violation Cited

    BSA Internal Controls

    BSA Training

    BSA Program Violation / 12 CFR 21.21

    BSA SAR Violation / 12 CFR 21.11 or 163.180

    Reference AA-EC-2022-3apps.occ.gov

  • Effective
    17 Mar 2022

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    OFAC Compliance Issue

    Third Party Risk Management

    SAR/CTR Monitoring/Filing Issue

    BSA Officer

    BSA/AML

    BSA Violation Cited

    BSA Internal Controls

    BSA SAR Violation / 12 CFR 21.11 or 163.180

    Customer/Enhanced Due Diligence (CDD/EDD)

    BSA Training

    BSA Program Violation / 12 CFR 21.21

    BSA Independent Testing/Audit

    BSA Risk Assessment

    Reference AA-EC-2022-2apps.occ.gov

  • Effective
    7 Jan 2019

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    Flood Insurance

    General IT Controls

    Consumer Law

    Audit

    Enterprise Governance / Internal Controls / General Risk Management

    GLBA (12 CFR 30, Appx B)

    Information Technology

    SCRA/Military Lending Act

    Compliance Risk Management

    Internal Audit

    Unfair or Deceptive (UDAP)

    Reference AA-EA-2018-90apps.occ.gov

  • Listed
    17 Mar 2022

    Official designation

    Financial Crimes Enforcement NetworkUS FinCEN Enforcement ActionsUnited States

    Reference 2022-01fincen.gov

  • Effective
    11 Nov 2020

    Civil Money Penalty (CMP)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    CMP

    Flood Insurance

    Consumer Law

    Reference AA-SO-2020-72apps.occ.gov

  • Effective
    18 Dec 2024

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    BSA Violation Cited

    Affiliate Transactions (incl. Reg W)

    Audit

    Unfair or Deceptive (UDAP)

    Consumer Law

    Earnings

    GLBA (12 CFR 30, Appx B)

    SAR/CTR Monitoring/Filing Issue

    General IT Controls

    Insider Issues

    BSA/AML

    Heightened Standards (12 CFR 30, Appx D)

    Enterprise Governance / Internal Controls / General Risk Management

    Compensation

    BSA SAR Violation / 12 CFR 21.11 or 163.180

    Third Party Risk Management

    Noncompliance with Enforcement Action

    Board / Management Oversight

    Information Technology

    Compliance Risk Management

    BSA Program Violation / 12 CFR 21.21

    Internal Audit

    Reference AA-ENF-2024-96apps.occ.gov

  • Effective
    14 Oct 2020

    Civil Money Penalty (CMP)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    CMP

    Consumer Law

    General IT Controls

    Information Technology

    SCRA/Military Lending Act

    Compliance Risk Management

    Reference AA-ENF-2020-67apps.occ.gov

Identifiers1

IdentifierNumber
Registration number707975

Addresses2

  • San Antonio, TX

  • Phoenix, AZ

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