TIMOTHY L PILKINGTON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/14/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044844701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Timothy L. Pilkington, Respondent General Securities Representative [CRD No. 4584630] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Timothy L. Pilkington, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2015044844701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4584630

Other names1

Also known as1

TIMOTHY L. PILKINGTON

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