JEROME J. STELLICK
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/25/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080121965-01 TO: Department of Enforcement FINRA Financial Industry Regulatory Authority ("FINRA") RE: Jerome J. Stellick, Respondent General Securities Representative CRD No. 2665378 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver
Reference 2008012196501finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2665378 |
Other names1
Also known as1
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