Nex Systems
Person

Jerry Davis Raines

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/07/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057494202 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jerry Davis Raines, Respondent CRD No. 4578689 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jerry Davis Raines, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2018057494202data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4578689

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