Nex Systems
Person

HAIM A. LEVY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/13/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. HAIM A. LEVY (CRD No. 4485483), Respondent. Disciplinary Proceeding No. E1020040826-01 Hearing Officer - SNB DEFAULT DECISION DRAFT; January 13, 2006 For Respondent's failure to provide requested information, in violation of Rules 8210 and 2110, Respondent is barred from associating with any NASD member in any capacity. In light of the bar, no further sanctions are imposed for Respondent's failure to disclose his criminal history in

    Reference E102004082601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4485483

Other names1

Also known as1

HAIM ARON LEVY

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