MELANIE E. HOWELL
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/08/2006: NASD LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2006004235701 TO: Department of Enforcement NASD RE: Melanie E. Howell, Respondent Associated Person CRD No. 5074630 Pursuant to Rule 9216 of the NASD Code of Procedure, I submit this Letter of Acceptance, Waiver, and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part If below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against me alleging
Reference 2006004235701data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5074630 |
Other names1
Also known as1
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