EVAN M. KOCHAV

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/23/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037185401 T0: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Evan M. Kochav, Respondent Registered Representative CRD No. 4707447 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2013037185401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4707447

Other names1

Also known as1

EVAN MATTHEW KOCHAV, M

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