KENNETH S. RUBIN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/09/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. KENNETH S. RUBIN (CRD No. 2847543) RESPONDENT. DISCIPLINARY PROCEEDING NO. 2007011499201 HEARING OFFICER: RSH INTRODUCTION Disciplinary Proceeding No. 2007011499201 was filed on December 19, 2008, by the Department of Eforcement of the Financial Industry
Reference 2007011499201finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2847543

Other names1

Also known as1

KENNETH SCOTT RUBIN

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