ERIC SHARP SNOW

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/13/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050766701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Eric Sharp Snow, Respondent Investment Company Products/Variable Contracts Representative CRD No. 1580884 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Eric Sharp Snow (''Snow"), submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged
Reference 2016050766701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1580884

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