Person

John Sebastion Cangialosi

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/06/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075928701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Sebastion Cangialosi (Respondent) Former General Securities Representative and Former Investment Banking Representative CRD No. 3273830 Pursuant to FINRA Rule 9216, Respondent John Sebastion Cangialosi submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2022075928701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3273830

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.