EDWIN ALBERTO RODRIGUEZ

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/07/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Windsor Street Capital, LP, f/k/a Meyers Associates, L.P. (CRD No. 34171), Bruce Meyers (CRD No. 1045447), Imtiaz (Raana) Khan (CRD No. 4084250), Arthur Tacopino (CRD No. 2455892), and Edwin Rodriguez (CRD No. 4710962), Respondents. DISCIPLINARY PROCEEDING NO. 2016048912703 COMPLAINT The Department of Enforcement
05/28/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Windsor Street Capital, L.P., f/k/a Meyers Associates, L.P. (CRD No. 34171), Arthur Tacopino (CRD No. 2455892), Edwin Rodriguez (CRD No. 4710962), Respondents. DISCIPLINARY PROCEEDING No. 2016048912703 Hearing Officer-CC DEFAULT DECISION May 28, 2019 Respondent Arthur Tacopino willfully misused his firm's proprietary accounts to fraudulently allocate
Reference 2016048912703data-portal.finra.org data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4710962

Other names1

Also known as1

Edwin Rodriguez

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