Nex Systems
Person

Paul Wesley Furusho

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/15/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066177702 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Paul Wesley Furusho (Respondent) Former General Securities Representative CRD No. 2165709 Pursuant to FINRA Rule 9216, Respondent Paul Wesley Furusho submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020066177702data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2165709

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