Nex Systems
Person

GLEN EDWARD SMITH JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/28/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GLEN EDWARD SMITH, JR., (CRD No. 1023145) Respondent. Disciplinary Proceeding No. 2011028081101 Hearing Officer: RLP ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2011028081101 was filed on November 15, 2012, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA)

    Reference 2011028081101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1023145

Other names1

Also known as1

GLEN EDWARD SMITH, JR

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