GEORGE ALEXANDER KARDARAS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/08/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF MARKET REGULATION, Complainant, v. GEORGE ALEXANDER KARDARAS (CRD No. 3184384) and BRIAN MATT BORAKOWSKI (CRD No. 4093679), Respondents. Disciplinary Proceeding No. 20110295247-01 Hearing Officer - RLP DEFAULT DECISION August 8, 2013 Respondents are barred from associating with any FINRA member in any capacity for each of the following violations: (i) engaging in securities fraud, in violation of Section 10(b) of the
03/27/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Market Regulation, Complainant, v. George Alexander Kardaras (CRD 3184384), and Brian Matt Borakowski (CRD 4093679) Respondents. The Department of Market Regulation alleges: Summary 1. Beginning in 2007 and continuing through March 2011, George Alexander Kardaras ("Kardaras") and Brian Matt Borakowski ("Borakowski") (collectively "Respondents"), while registered with FINRA member firms, engaged in a Ponzi scheme whereby they
Reference 2011029524701data-portal.finra.org data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3184384

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