Nex Systems
Person

MICHAEL R. BRENTS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/20/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 20080164605 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael R Brents, Respondent CRD No. 4437074, Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2008016460501finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4437074

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