Nex Systems
Person

TODD M. EBERHARD

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/07/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement Complainant, v. Todd M. Eberhard, CRD No. 1636538 Respondent. Disciplinary Proceeding No. C10020072 Hearing Officer Andrew H. Perkins ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 7, 2005 INTRODUCTION Disciplinary Proceeding No. C10020072 was filed on July 23, 2002, by the Department of Enforcement of NASD ("Complainant"), and amended on October 25, 2002. Respondent Todd M. Eberhard submitted

    Reference C10020072data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1636538

Other names1

Also known as1

TODD MITCHELL EBERHARD

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.