CHRISTOPHER LIPPUS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/19/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054145201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher Lippus, Respondent General Securities Representative CRD No. 5743734 Pursuant to FINRA Rule 9216 of FINRA's Code ofP rocedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2017054145201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5743734

Other names1

Also known as1

CHRISTOPHER MICHAEL LIPPUS

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