Nex Systems
Person

Francis Joseph Gendlek

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/01/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049989801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Francis Joseph Gendlek, Respondent Former Registered Representative CRD No. 1054226 Pursuant to FINRA Rule 9216 of FINRA Code of Procedure, I submit this Letter of Acceptance, Wavier and Consent (“AWC”) for the purpose of proposing a settlement

    Reference 2016049989801finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number1054226

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