Marat Likhtenstein

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/05/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024082598101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Marat Likhtenstein (Respondent) Former General Securities Representative CRD No. 2470480 Pursuant to FTNRA Rule 9216, Respondent Marat Likhtenstein submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2024082598101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2470480

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