DONALD ANTHONY DUARTE JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/09/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. DONALD ANTHONY DUARTE, JR. (CRD No. 2879683), Respondent. Disciplinary Proceeding No. 2009018133802 Hearing Officer - RSH ORDER CORRECTING DISCIPLINARY PROCEEDING NUMBER On November 11, 2011, the Department of Enforcement filed a motion to change the disciplinary proceeding number in this proceeding from 2009018133801 to 2009018133802
Reference 2009018133802data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2879683 |
Other names1
Also known as1
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