MATTHEW M. RAIRIGH

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/28/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090182400 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matthew M. Rairigh, Respondent CRD No. 4364749 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted
Reference 2009018240001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4364749

Other names1

Also known as1

MATTHEW MARK RAIRIGH

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